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ERISA and Fiduciary Compliance Officer
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JPMorgan
Salary: Competitve
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USA-NY-New York City |
07 Oct |
| Please see the job description |
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Compliance Manager- T&SS
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JPMorgan
Salary: Competitve
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USA-NY-New York City |
07 Oct |
| Please see the job description |
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Compliance Associate
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Morgan Stanley
Salary: not disclosed
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USA-NY-New York City |
07 Oct |
| See job description below |
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Counterparty Relations (JD preferred) Agreement Negotiation & Relationship Management
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Not Disclosed
Salary: Highly competitive (base...
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USA-CT-Stamford |
07 Oct |
| Skilled senior negotiator needed to draft and negotiate numerous 3rd party agreements (ISDA's, GMRA's, MRA's, Prime Brokerage... |
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Account Support Executive
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Macquarie
Salary: Information not provided
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USA-NY-New York City |
07 Oct |
| As a result of growth, we are currently seeking an account support executive in the New York office. |
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Manager of Corporate and International Tax
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OptiSolar Inc.
Salary: DOE
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Hayward, CA, 94544 |
06 Oct |
| • Manages US and international tax planning and compliance
• Oversees preparation of tax returns, position papers, tax forms... |
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Fixed Income Advisory Compliance Officer - AVP
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Deutsche Bank
Salary: competitive/ DOE
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New York, NY, 10005 |
06 Oct |
| About Deutsche Bank
Deutsche Bank is a leading global investment bank with a strong and profitable private clients franchise... |
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Senior Financial Analyst, Capital Markets
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Intelsat Corporation
Salary: Base salary plus bonus po...
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Washington, DC, 20008 |
06 Oct |
| The Senior Financial Analyst - Capital Markets will play a lead role in developing, enhancing and maintaining analytic decisi... |
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Regulatory Filing Group Officer
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Legend Global Search, Inc...
Salary: DOE
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New York City, NY |
06 Oct |
| Regulatory Filing Group Officer - Broker Dealer arm of global Financial Conglomerate |
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Senior Manager - Life Sciences
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Not Disclosed
Salary: 170-210K base, 10-20% bon...
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New York City, NY |
06 Oct |
| Global Consulting leader seeks your combination Life Sciences industry experience and implementation experience with Quality... |
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Compliance Officer: Fixed Income Derivatives
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Ashton Lane Group, Inc
Salary: Excellent Base & Bonus
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San Francisco, CA, 94101 |
06 Oct |
| Responsible for compliance activities for the U.S. Fixed Income group of a buy side firm |
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Associate Director Commodities Compliance
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Ashton Lane Group, Inc
Salary: Excellent Base & Bonus
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New York City, NY, 10001 |
06 Oct |
| Provide compliance support to US Commodities business that includes the trading of power and natural gas for financial and ph... |
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Manager, US Compliance
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JR Stadin, LLC
Salary: 150,000 - 180,000 Base Sa...
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New York, NY, 10111 |
06 Oct |
| A multi-billion dollar fund of hedge funds is currently looking to hire a Manager, US Compliance who will oversee a team of c... |
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Compliance and Testing - BSA / AML
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Legend Global Search, Inc...
Salary: $115K - $125K
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Manhattan, NY |
04 Oct |
| BSA/AML Compliance / Auditing / Operations - Financial Service Organization |
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Compliance Manager
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Vanguard
Salary: Depends on experience
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Scottsdale, AZ, 85260 |
03 Oct |
| Vanguard, one of the world's leading investment management companies, has a management-level position for an experienced comp... |
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Retirement Compliance Testing Administrator
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Vanguard
Salary: Commensurate
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Valley Forge, PA, 19482 |
03 Oct |
| See below |
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Retirement Compliance Testing Manager
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Vanguard
Salary: Commensurate
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Valley Forge, PA, 19482 |
03 Oct |
| See below |
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Compliance/Operations Professional
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Not Disclosed
Salary: Competitive
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New York City, NY |
03 Oct |
| New York City based institutional investment management firm is seeking an organized and well-experienced manager to run its... |
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Investment Banking Opportunities!
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APA International Placeme...
Salary: to $150K
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New York, NY, 10176 |
03 Oct |
| Immediate openings at top-tiered international financial institution. Candidates with talent search, quantitative programmin... |
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Compliance Analyst
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Not Disclosed
Salary: 55,000-70,000
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New York, NY, 10004 |
03 Oct |
| Robert Half Financial Services group works with some of the most prestigious companies in the Financial Services sector. We... |
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Bank Compliance Manager
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Not Disclosed
Salary: base plus sign on, annual...
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Washington DC Post Office, DC |
02 Oct |
| We are currently recruiting for bank compliance managers to fill positions in multiple locations; Utah, Washington DC and New... |
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Senior Compliance Officer, Risk Assessment (R5225)
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Barker & Gilmore, LLC
Salary: Base & Bonus
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New York, NY |
02 Oct |
| Our client, a Fortune 200 company, has exclusively engaged our firm to assist them in growing their senior staff within the C... |
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Attorney with Hedge Fund Formation & Investment Management Experience
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The Boldon Group
Salary: Excellent
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San Francisco, CA, 94101 |
02 Oct |
| Our client is seeking an attorney with at least four and no more than seven years experience in all aspects of the fund manag... |
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Commodity Trading, Senior Counsel (R5227)
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Barker & Gilmore, LLC
Salary: Base & Bonus
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Wichita, KS |
02 Oct |
| One of the most successful privately held companies in the United States is seeking a Senior Counsel of Trading for its offic... |
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Director of M&A Tax Reporting
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Michael Page
Salary: Base Salary Starting at $...
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Boston, MA, 02110 |
01 Oct |
| Our client is a publicly traded, international healthcare/medical device company. A global industry leader, our client is an... |
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Sr. Bank Secrecy Act (BSA) Compliance Manager
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Not Disclosed
Salary: $80,000 - $135,000
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USA-NY-New York City |
01 Oct |
| Our client is a major International Bank with a very stable presence in the current market. The Compliance group is currently... |
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Compliance (Sales and Marketing) - Broker Dealer
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Not Disclosed
Salary: The salary on offer is at...
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Boston, MA, 02110 |
30 Sep |
| Our client requires a Manager of Broker Dealer Compliance, with primary focus on the review of Sales and Marketing materials.... |
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Fixed Income Compliance Officer
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Not Disclosed
Salary: Base salary bonus and ben...
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New York City, NY |
30 Sep |
| Our client is a very well respected, global nvestment bank who is thriving in the current market. |
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Senior Compliance Officer
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Metropolitan West Asset M...
Salary: Competitive
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Los Angeles, CA |
29 Sep |
| The Senior Compliance Officer assists the Chief Compliance Officer (CCO) in monitoring activities related to two investment a... |
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Compliance Officer, Investment Management
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Not Disclosed
Salary: Base plus bonus
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New York, NY, 10003 |
29 Sep |
| Our client is a very highly respected Investment Management Arm of a leading Investment Bank. We have an urgent need for a C... |
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